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The Ethics Review Committee (ERC)

Research Ethics Application Process ERC

Process overview: The Ethics Review Committee (ERC) follows a structured process to review and approve research involving human participants, animals, biological materials, sensitive data, and communities. This guide outlines each stage — from understanding the requirement for ethics review to ongoing monitoring and amendments — so researchers can prepare and submit a successful application.

🔍 Application process steps
Step 01

Understand the Requirement for Ethics Review and Approval

Most academic and research institutions require ethics approval before data collection begins. Check if your research involves:

  • Human participants (e.g., interviews, surveys, experiments, clinical studies)
  • Animals
  • Biological materials (e.g., human tissue, blood samples)
  • Sensitive data (personal and social, genetic, medical, etc.)
  • Communities or organizations
  • Any activity that could pose ethical, legal, or social risks
  • High-risk methods (e.g., deception, psychological manipulation)
If yes, you are required to obtain approval from the ERC before data collection begins.
Step 02

Prepare Research Documents

Before submitting, you should prepare / gather all required materials, including:

  • A detailed research proposal
  • Informed consent forms
  • Participant information sheets
  • Data collection instruments (e.g., survey, questionnaires, interview guides)
  • Materials related to the recruitment of research subjects / data sources (e.g., flyers, emails)
  • Risk assessment (if applicable)
  • A clear data protection and privacy plan
  • Letters of permission (if applicable, from institutions or partner organizations)
Step 03

Complete the Ethics Application Form

Obtain the official application form from the Ethics Review Committee or online portal. Fill in details on:

  • Research objectives and methodology
  • Participant recruitment and sampling
  • Ethical considerations (consent, confidentiality, data handling)
  • Risk-benefit analysis
  • Outline how you will store, protect, and eventually dispose of data
  • Declare any potential conflicts of interest
  • Attach required supporting documents
Step 04

Submit the Application

Submit to the Ethics Review Committee (ERC). Ensure all supporting documents are attached and required signatures obtained.

Step 05

Initial Screening by the Ethics Review Committee

The committee screens the application for completeness and clarity. You may be asked to revise or provide additional information before a full review.

Step 06

Ethical Review

The committee will evaluate aspects such as the ethical soundness; scientific merit; risk management; and protection of participants. If not exempted, the committee will perform:

  • Expedited Review: For minimal-risk studies
  • Full Review: For studies involving vulnerable populations, high risk, sensitive topics or complex ethical issues
The committee evaluates:
  • Ethical soundness
  • Participant safety and rights
  • Adequacy of risk mitigation
  • Research validity and integrity
  • Data security and privacy compliance
Step 07

Feedback and Revisions

The committee may:

  • Approve the study
  • Approve with minor modifications
  • Request major revisions
  • Reject the proposal (rare, but possible)
You will be required to respond to any feedback and submit revised documents if needed. You must not begin data collection before receiving approval.
Step 08

Ethical Clearance / Approval

Once approved, you receive an Ethics Clearance Certificate. You may now proceed with data collection.

Step 09

Ongoing Monitoring (if required)

For long-term or high-risk studies, the committee may require:

  • Periodic progress reports
  • Incident reporting (notify the committee of any adverse events or ethical issues)
  • Final report upon study completion
  • Confirmation of data storage or disposal procedures
  • Publications or presentations may need reference to the ethics approval
Step 10

Amendments (if applicable)

If you make / propose changes to your research (e.g., new sites, tools, procedures or respondents), submit an application for approval before implementing changes.